The impact of a continuous care intervention for treatment of type 2 diabetes on health care system utilization

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The impact of a continuous care intervention for treatment of type 2 diabetes on health care system utilization Zachary Wagner, Nasir H. Bhanpuri, James P. McCarter, Neeraj Sood [Supplementary Appendix] Table of Contents Appendix Figures... 2 Figure A1. Emergency Department Encounters Over Time for CCI Group... 2 Figure A2: Inpatient Encounters Over Time for CCI Group... 3 Figure A3: CCI versus Matched Comparator Patient Time Series for Emergency Department... 4 Figure A4: CCI versus Matched Comparator Patient Time Series for Hospitalizations... 5 Appendix Tables... 6 Table A1. Interrupted Time Series (Regression Results, Emergency and Inpatient Encounters)... 6 Table A2. Event Study Coefficients... 7 Additional Description of the Intervention... 11

Appendix Figures Figure A1. Emergency Department Encounters Over Time for CCI Group 0.6 Annualized Emergency Visits Per Patient 0.4 0.2 0.0 30 27 24 21 18 15 12 9 6 3 0 3 6 9 12 15 18 21 24 Months From Intervention Notes: Solid blue line represents the linear trend predicted using only the pre-intervention time period. The dashed blue line represent what would be expected if the pre-intervention trend continued into the post intervention period.

Figure A2: Inpatient Encounters Over Time for CCI Group 0.20 Annualized Inpatient Encounters Per Patient 0.15 0.10 0.05 0.00 30 27 24 21 18 15 12 9 6 3 0 3 6 9 12 15 18 21 24 Months From Intervention Notes: Solid blue line represents the linear trend predicted using only the pre-intervention time period. The dashed blue line represent what would be expected if the pre-intervention trend continued into the post intervention period.

Figure A3: CCI versus Matched Comparator Patient Time Series for Emergency Department A. Encounters Over Time 0.6 CCI Matched Comparator Annualized Emergency Visits Per Patient 0.4 0.2 Start of Recruitment End of Recruitment 0.0 13q1 13q3 14q1 14q3 15q1 15q3 16q1 16q3 17q1 17q3 18q1 Calendar Quarter B. Coefficients from Event Study 0.4 Coefficient (Annualized Emergency Encounters) 0.2 0.0 0.2 0.4 Start of Recruitment End of Recruitment 0.6 13q1 13q3 14q1 14q3 15q1 15q3 16q1 16q3 17q1 17q3 18q1 Calendar Quarter Each point in panel B is the coefficient estimate from the event study model. The points represent the differerence between the CCI and the mathched comparator group in each quarter relative to the difference in 15q1. Error bars represent 95% confidence intervals.

Figure A4: CCI versus Matched Comparator Patient Time Series for Hospitalizations A. Encounters Over Time 0.20 CCI Matched Comparator Annualized Inpatient Encounters Per Patient 0.15 0.10 0.05 Start of Recruitment End of Recruitment 0.00 13q1 13q3 14q1 14q3 15q1 15q3 16q1 16q3 17q1 17q3 18q1 Calendar Quarter B. Coefficients from event study Coefficient (Annualized Inpatient Encounters) 0.2 0.0 0.2 Start of Recruitment End of Recruitment 0.4 13q1 13q3 14q1 14q3 15q1 15q3 16q1 16q3 17q1 17q3 18q1 Calendar Quarter Each point in panel B is the coefficient estimate from the event study model. The points represent the differerence between the CCI and the mathched comparator group in each quarter relative to the difference in 15q1. Error bars represent 95% confidence intervals.

Appendix Tables Table A1. Interrupted Time Series (Regression Results, Emergency and Inpatient Encounters) Annualized Number of Emergency Encounters 95% Confidence Coefficients Interval Annualized Number of Inpatient Encounters 95% Confidence Coefficients Interval Pre-trend 0.007 (-0.002, 0.016) -0.001 (-0.005, 0.004) Month 6-0.027 (-0.122, 0.069) 0.020 (-0.028, 0.068) Month 12 0.0005 (-0.116, 0.117) -0.010 (-0.051, 0.031) Month 18 0.028 (-0.131, 0.187) 0.023 (-0.036, 0.082) Month 24-0.017 (-0.159, 0.125) 0.035 (-0.036, 0.105) Constant 0.141*** (0.076, 0.206) 0.023** (0.001, 0.044) Observations 3,655 3,655 R2 0.003 0.001 *p<0.1;**p<0.05;***p<0.01

Table A2. Event Study Coefficients Outpatient Encounters Emergency Encounters Inpatient Encounters (1) (2) (3) CCI 2.197 *** -0.031 0.00 (0.715, 3.679) (-0.076, 0.014) (-0.018, 0.018) 13q1-1.762 *** -0.005 0.00 (-2.360, -1.163) (-0.061, 0.051) (-0.012, 0.012) 13q2-1.762 *** -0.016 0.01 (-2.328, -1.195) (-0.055, 0.024) (-0.007, 0.028) 13q3-1.534 *** -0.033 * -0.002 (-2.141, -0.926) (-0.068, 0.002) (-0.012, 0.008) 13q4-1.389 *** -0.026 0.003 (-1.992, -0.785) (-0.057, 0.006) (-0.012, 0.019) 14q1-1.554 *** -0.019 0.009 (-2.122, -0.987) (-0.054, 0.016) (-0.010, 0.028) 14q2-0.974 *** -0.014-0.005 (-1.547, -0.402) (-0.044, 0.016) (-0.015, 0.005) 14q3-0.428 0.014 0.003 (-1.052, 0.195) (-0.027, 0.054) (-0.009, 0.016) 14q4-0.394-0.01 0.01 (-0.976, 0.188) (-0.045, 0.024) (-0.007, 0.028) 15q1-0.297-0.016 0.019 * (-0.781, 0.187) (-0.053, 0.021) (-0.0004, 0.038) 15q3 0.974 *** 0.016 0.017 (0.404, 1.544) (-0.023, 0.054) (-0.006, 0.041) 15q4 1.575 *** 0.033 0.021 ** (0.871, 2.279) (-0.008, 0.074) (0.002, 0.039)

16q1 2.432 *** 0.059 *** 0.029 *** (1.758, 3.106) (0.023, 0.094) (0.008, 0.051) 16q2 4.477 *** 0.052 ** 0.033 *** (3.666, 5.288) (0.012, 0.091) (0.014, 0.052) 16q3 3.489 *** 0.048 * 0.043 *** (2.669, 4.308) (-0.001, 0.097) (0.016, 0.071) 16q4 3.206 *** 0.086 *** 0.036 *** (2.368, 4.043) (0.033, 0.140) (0.014, 0.058) 17q1 3.648 *** 0.024 0.028 *** (2.829, 4.466) (-0.018, 0.066) (0.007, 0.048) 17q2 3.820 *** 0.031 0.038 *** (2.982, 4.659) (-0.011, 0.073) (0.017, 0.059) 17q3 3.095 *** 0.035 0.021 ** (2.228, 3.962) (-0.012, 0.081) (0.002, 0.039) 17q4 3.040 *** 0.047 * 0.029 ** (2.263, 3.817) (-0.004, 0.098) (0.007, 0.052) 18q1 3.033 *** 0.041 * 0.041 ** (2.215, 3.851) (-0.002, 0.084) (0.010, 0.073) 13q1 X CCI -0.269-0.036-0.01 (-1.702, 1.163) (-0.101, 0.028) (-0.029, 0.008) 13q2 X CCI 0.187-0.026-0.021 * (-1.322, 1.695) (-0.076, 0.024) (-0.043, 0.002) 13q3 X CCI 0.58 0.028 0.002 (-0.861, 2.022) (-0.029, 0.084) (-0.025, 0.029) 13q4 X CCI 0.435 0.005-0.009 (-1.078, 1.949) (-0.046, 0.057) (-0.032, 0.015)

14q1 X CCI 0.083-0.002-0.014 (-1.332, 1.498) (-0.055, 0.052) (-0.040, 0.012) 14q2 X CCI 0.228-0.007 0.01 (-1.318, 1.774) (-0.055, 0.041) (-0.015, 0.035) 14q3 X CCI -0.131-0.029-0.003 (-1.635, 1.373) (-0.086, 0.027) (-0.027, 0.021) 14q4 X CCI 0.332-0.005-0.01 (-1.116, 1.779) (-0.057, 0.047) (-0.037, 0.016) 15q1 X CCI 0.028 0.005-0.024 * (-1.353, 1.409) (-0.050, 0.060) (-0.050, 0.002) 15q3 X CCI -0.477-0.01-0.028 ** (-1.894, 0.941) (-0.064, 0.043) (-0.055, -0.0002) 15q4 X CCI -2.218 *** -0.059 ** -0.031 *** (-3.702, -0.734) (-0.113, -0.004) (-0.054, -0.008) 16q1 X CCI -3.613 *** -0.059 ** -0.029 * (-5.206, -2.020) (-0.113, -0.005) (-0.059, 0.0003) 16q2 X CCI -5.016 *** -0.073 ** -0.038 *** (-6.686, -3.345) (-0.129, -0.016) (-0.064, -0.012) 16q3 X CCI -4.463 *** -0.048-0.043 ** (-6.138, -2.788) (-0.110, 0.014) (-0.077, -0.009) 16q4 X CCI -3.910 *** -0.076 ** -0.041 *** (-5.585, -2.236) (-0.144, -0.008) (-0.070, -0.013) 17q1 X CCI -4.373 *** -0.024-0.038 *** (-5.977, -2.769) (-0.088, 0.040) (-0.063, -0.013) 17q2 X CCI -4.256 *** -0.016-0.033 ** (-5.999, -2.512) (-0.085, 0.054) (-0.064, -0.002)

17q3 X CCI -3.095 *** -0.029-0.016 (-5.075, -1.115) (-0.090, 0.032) (-0.045, 0.014) 17q4 X CCI -2.542 ** -0.036-0.029 * (-4.544, -0.540) (-0.101, 0.029) (-0.060, 0.001) 18q1 X CCI -2.494 ** -0.047-0.041 ** (-4.428, -0.560) (-0.108, 0.015) (-0.079, -0.004) Constant 3.896 *** 0.073 *** 0.010 * (3.362, 4.431) (0.041, 0.104) (-0.001, 0.022) Observations 16212 16212 16212 R 2 0.057 0.01 0.007 *p<0.1;**p<0.05;***p<0.01

Additional Description of the Intervention Virta Health and Indiana University Health (IUH) are conducting an ongoing clinical trial examining a CCI for the treatment of type 2 diabetes (T2D). The CCI involves telemedicine, health coaching, education in behavior change and nutrition (e.g. individualized carbohydrate restriction), biometric feedback (e.g. glucose, ketone bodies) and an online community. CCI participants underwent history, physical exam and laboratory testing for inclusion and exclusion criteria. Upon qualifying, participants received a cell-connected scale, a blood glucose and ketone meter, and a blood pressure cuff if needed for monitoring hypertension. A web app was provided for biomarker reporting, remote care team communication, nutrition and behavior change education, and access to an optional online peer community for information sharing and emotional support. The remote care team included a health coach and medical provider for advice and medication management. CCI participants retained their primary care provider (PCP). Coordination of care between the PCP and CCI provider occurred as needed Biomarker tracking frequency varied from multiple times daily to weekly based on care needs; initial instructions were to weigh and measure blood betahydroxybutyrate (BHB) concentration daily, and to measure blood glucose 1-3 times a day. BHB levels allowed a direct measure of dietary adherence. The remote care team monitored this information and the care provider recommended medication reductions as glycemic control improved. Participants reported daily energy, mood, hunger, and cravings a four-point scale. Side-effects were also reported from a list of possible symptoms. Ratings and BHB concentrations were used to adjust guidance on nutrition. Individualized nutrition advice provided to CCI participants allowed sustained nutritional ketosis with a BHB goal of >0.5 mmol/l. The usual initial daily recommendation called for < 30 grams of total dietary carbohydrates and 1.5 grams of protein per kilogram of reference body weight. Participants were coached to incorporate dietary fats to satiety including sources of saturated, monounsaturated and polyunsaturated fats. Other dietary aspects were individualized to ensure safety and satisfaction including 3 5 servings of non-starchy vegetables and adequate intake of minerals and fluid. Patients were advised daily consumption of a multivitamin, 1000 2000 IU vitamin D3, and 1000 mg omega-3. Daily magnesium supplementation was also advised (500 mg magnesium oxide or 200 mg magnesium chloride). Adequate sodium and fluid was recommended upon symptoms of headaches, lightheadedness, or constipation. The remote care team utilized behavior change strategies tailored to the needs of each participant to help achieve glucose control and sustained ketosis.