Department of Microbiology III, Faculty of Biology, University Complutense of

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1 2 Evaluation of growth and ochratoxin A production by Aspergillus steynii and Aspergillus westerdijkiae in green-coffee based medium under different environmental conditions 3 4 5 Jessica Gil-Serna a, Covadonga Vazquez a, Fernando Garcia Sandino c, Ana Marquez Valle c, Maria Teresa Gonzalez-Jaen b, Belén Patiño a * 6 7 8 9 10 11 a Department of Microbiology III, Faculty of Biology, University Complutense of Madrid. José Antonio Novais 2, 28040-Madrid. b Department of Genetics, Faculty of Biology, University Complutense of Madrid. José Antonio Novais 2, 28040-Madrid. c Laboratorio Arbitral Agroalimentario, Ctra A Coruña Km 10.700, 28071-Madrid. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 1

26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 Abstract Aspergillus steynii and A. westerdijkiae are important ochratoxin A (OTA)-producing species frequently found in coffee. Although the processing of green coffee beans reduce markedly OTA contamination, levels exceeding the legal limits might remain in the final product. Environmental conditions are a crucial factor affecting growth and OTA production in fungal species; therefore, in this work, we analyzed the effect of different levels of temperature (23, 28, 32, 37, 42 ºC) and water activity (a w ) (0.89, 0.91, 0.93, 0.95, 0.97, 0.99) on growth and toxin production by A. steynii and A. westerdijkiae in green coffee-based medium. A. steynii was able to grow and produce OTA in a wider set of conditions than A. westerdijkiae. A new index (OTA risk index) has been described to integrate both fungal growth and OTA production and, according to it A. steynii would pose a higher risk of OTA contamination in coffee than A. westerdijkiae at all the conditions tested. Neither A. steynii nor A. westerdijkiae were able to grow at the lowest value of a w (0.89) and OTA production was extremely low at 0.91. Therefore, the application of good practices during storage aimed to maintain low humidity levels might be essential to prevent OTA contamination in coffee. The optimal conditions of both species to grow and produce OTA were established at warm temperatures (28-32 ºC) and high a w levels. Therefore, these species could be considered well-adapted in predicted climate change scenarios resulting in a potential high risk source of OTA contamination for this product. 47 48 49 Keywords: Aspergillus steynii, Aspergillus westerdijkiae, ochratoxin A, green coffee, environmental conditions 50 2

51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 1. Introduction Ochratoxin A (OTA) is a widespread mycotoxin produced by several Aspergillus and Penicillium species. It presents a broad range of toxic properties towards animals and humans including its classification as a possible human carcinogen (group 2B) by the International Agency for Research on Cancer (IARC, 1993 and Pfohl-Leszkowicz and Manderville, 2007). The occurrence of OTA in green coffee beans has been extensively reported since its first description in 1974 (Levi et al., 1974) as well as its presence in roasted coffee since a few years after (Tsubouchi et al., 1988). The origin of green coffee samples is not relevant regarding OTA occurrence since the toxin has been reported in different continents. However, African and Asian coffee seems to be the most contaminated (Romani et al., 2000 and Taniwaki, 2006). The processing of this product usually involves treatments at high temperatures necessary to roast the coffee resulting in a drastic, although not complete, decrease in OTA content (Romani et al., 2003, Suarez-Quiroz et al., 2005 and Oliveira et al., 2013). However, the temperature applied should be carefully controlled since it can also affect the organoleptic properties of the product and can cause the occurrence of several toxic degradation metabolites of OTA (Cramer et al., 2008 and Ferraz et al., 2010). These might be the reasons why the occurrence of OTA in processed retailed coffee is frequently reported worldwide both in ground or instant coffee (Taniwaki, 2006). In the last few decades, several strategies were undertaken to improve agricultural and processing practices leading to a decrease on the incidence of OTA in coffee within the European Market (Jørgensen, 2005). Additionally, more restrictive legislation by the 3

76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 European Union was approved regarding the levels of this toxin in roasted beans, roasted ground coffee and instant coffee (European Commission, 2006). In spite of this tendency of OTA reduction in coffee, the number of alerts distributed among the EU countries regarding OTA in coffee has risen dramatically during the three first terms of 2013 with respect to former years (RASFF, 2013). Since the first report on the occurrence of OTA in coffee, Aspergillus ochraceus was considered the main source of the toxin in this product (Batista et al., 2003, Taniwaki et al., 2003 and Urbano et al., 2001). However, the taxonomy of the A. ochraceus group has been revised and new important species capable of producing OTA were described such as A. steynii and A. westerdijkiae (Frisvad et al., 2004). In our group, it has been demonstrated that these recently described species are far more important OTA producers than A. ochraceus because they are able to produce higher levels of the toxin and their relative number of OTA-producing isolates is also higher (Gil-Serna et al., 2011). Both A. steynii and A. westerdijkiae have been reported to occur in green coffee beans (Leong et al., 2007 and Noonim et al., 2008). Moreover, Leong et al. (2007) hypothesized that the ochratoxigenic isolates of A. ochraceus reported in coffee before the description of the new species are likely to belong to A. steynii or A. westerdijkiae. Indeed, Morello et al. (2007) found that more than 80% of A. ochraceus isolated from Brazilian coffee were actually A. westerdijkiae strains using molecular methods. Several authors have studied the ability to produce OTA by A. ochraceus in coffee at different environmental conditions (Mantle and Chow, 2000 and Pardo et al., 2005). However, since the description of A. westerdijkiae and A. steynii there are no works available in relation to the effect of ecophysiological factors on growth and OTA production by these species in this product. In this context, Pardo et al. (2005) showed that fungal growth and production patterns observed in culture medium prepared from 4

101 102 103 104 105 infusions of green coffee beans are a reasonable approximation to that obtained in natural substrates. Therefore, the aim of this work was to study the effect of water activity (a w ) and temperature on growth and OTA production by A. steynii and A. westerdijkiae in green coffee-based medium. 106 107 108 109 110 111 112 113 114 115 116 117 118 2. Materials and Methods 2.1. Fungal strains Two strains of each species tested, A. westerdijkiae and A. steynii were used in this work. A. steynii 3.53 and Aso2 strains were isolated from coffee and grapes respectively, whereas A. westerdijkiae AO-PD16-1 strain, kindly supplied by Dr Ramos (University of Lleida, Spain), was isolated from paprika and CECT 2948 strain was obtained from the Spanish Type Culture Collection. All strains were selected regarding their high ability to produce OTA in CYA medium (Gil-Serna et al., 2011) and their correct identification was confirmed using species-specific PCR assays according to Gil-Serna et al. (2009). They were maintained by regular subculturing on Potato Dextrose Agar (PDA, Pronadisa, Spain) at 25±1ºC for 4-5 days and then stored at 4 ºC until required and as spore suspension in 15% glycerol at 80ºC. 119 120 121 122 123 124 2.2. Medium preparation The assays were performed in green coffee-based medium. The medium contained 3% (w/v) of green coffee beans with 20 g/l of bacteriological agar (Pronadisa, Spain). It was prepared by boiling 30 g of grounded coffee beans in 1 l of distilled water for 30 min. Subsequently, the mixture was filtered through a double layer of muslin and the volume 5

125 126 was adjusted up to 1 l. Water activity was modified with glycerol, a non-ionic solute, up to 0.89, 0.91, 0.93, 0.95, 0.97 and 0.99 (Dallyn and Fox, 1980). 127 128 129 130 131 132 133 134 135 136 137 138 2.3. Inoculation, incubation and measurement of growth Fungal conidia suspensions were prepared from sporulating cultures (7 day-old) on Czapek-Dox Modified Agar (Pronadisa, Spain) and filtered through Whatman Nº 1 paper. Concentrations were measured by microscopy using a Thoma counting chamber and the suspensions were diluted up to a final concentration of 10 7 spores/ml. Two microliters of these suspensions were placed in the centre of the plates prepared as described above and they were incubated at 23, 28, 32, 37 and 42 ºC. Each strain was inoculated in two independent plates in each a w and temperature condition. The diameter of the colonies was measured daily during 10 days in two directions at right angles. Fungal colony diameters were plotted against time and a linear regression was applied to obtain the slope of the straight line which represented the growth rate. 139 140 141 142 143 144 145 146 147 148 149 2.4. OTA evaluation OTA was extracted from the plates after 10 days of incubation as described elsewhere (Bragulat et al., 2001). Three agar plugs were removed from different points of the colony and extracted with 1 ml of methanol. OTA was measured in the extracts by High Performance Liquid Chromatography (HPLC) on a reverse phase C18 column (Tracer Extrasil ODS2; 5 µm, 4.6 mm x 250 mm; Teknokroma, Spain) at 45 ºC in a Perkin Elmer Series 200 HPLC system coupled with a fluorescence detector (Perkin Elmer, Massachusetts, USA) at excitation and emission wavelengths of 330 and 470 nm respectively. The mobile phase contained monopotassium phosphate 4 mm ph 2.5 and methanol (33:67) and the flow rate was 1 ml/min. OTA was eluted and quantified by 6

150 151 comparison with a calibration curve generated from OTA standards (OEKANAL, Sigma-Aldrich, Germany). 152 153 154 155 156 157 2.5. OTA risk index calculation (ORI) A new index, OTA risk index (ORI), has been described in this work to relate fungal growth and OTA production in agar plates. The ORI relates fungal colony diameter at the end of the experiment (10 days of incubation) with OTA production ability in each condition. The ORI is calculated from the formulae below: 158 159 160 161 162 163 This index is always represented by a number above zero and indicates the predicted risk of OTA contamination by a change on the environmental conditions. The higher the ORI value, the higher the risk of OTA contamination. 164 165 166 167 168 169 170 171 2.6. Statistical analysis Statistical treatment of the data obtained was performed using SPSS 19 software (IBM, USA). None of the variables studied showed a normal distribution; therefore, the nonparametric Kruskal-Wallis test was used and post-hoc analyses were performed with corresponding U-Mann Whitney tests. Correlation among fungal growth and OTA production was studied by analysing Pearson correlation index. In all cases, statistically significance was established at p±0.05. 172 173 7

174 175 176 177 178 3. Results The U-Mann Whitney test performed did not reveal significant differences between the two strains analyzed for each species in any of the experiments considered; therefore, in all cases, the results for each species and condition are represented as the average of four values corresponding to the two replicates per strain. 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 3.1. Effect of a w and temperature on fungal growth The results of fungal growth rate of A. steynii and A. westerdijkiae in green coffee-based medium at all conditions of temperature and a w tested are shown in figure 1. The statistical analysis performed regarding growth rate is displayed as well in figure 1. Both species showed as a whole statistically similar growth rate values in coffee-based media, although it is important to note that A. steynii was able to grow in a wider set of conditions that A. westerdijkiae. On the other hand, both species showed some differences when the post-hoc analyses were carried out to dissect the interactions between temperature and a w. Growth rate was significantly modified by temperature in both species. None of them were able to grow at the highest temperature tested (42 ºC) and their growth rate was significantly reduced at 37 ºC. However, the effect of this parameter was different at the lowest values of temperature tested. A. westerdijkiae growth rate was similar in a range of temperature of 23 to 32 ºC whereas A. steynii seemed to increase its growth rate at intermediate values (28 and 32 ºC). On the other hand, the effect of temperature appeared to be strongly influenced by a w in A. steynii and A. westerdijkiae, suggesting a clear interaction between a w and temperature. The other factor analysed, a w, also showed a significant effect on fungal growth in both species. Neither A. westerdijkiae nor A. steynii were able to grow at the lowest a w level tested (0.89). Growth rate was drastically reduced in both species at lower values (0.91 8

199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 and 0.93) reaching the optimum at a w =0.97. The highest a w (0.99) produced different effect on both species: whereas A. westerdijkiae showed similar growth rate at a w 0.99 and 0.97, growth rate was significantly reduced at a w 0.99 in the case of A. steynii. 3.2. Effect of a w and temperature on OTA production The results of OTA production by A. steynii and A. westerdijkiae in green coffee-based medium at all conditions and their corresponding statistical analysis are shown in table 1. Statistically significant differences between the two species were found for OTA production. A. steynii was capable of producing higher levels of OTA than A. westerdijkiae in all levels of temperature and a w tested. Moreover, A. steynii produced OTA in a wider range of conditions. Temperature significantly affected OTA production by both species and either A. steynii or A. westerdijkiae ability to produce the toxin was reduced at 37 ºC. However, these species showed marked differences at other temperature values. OTA production by A. westerdijkiae was practically restricted to 28-32ºC within a range of a w values between 0.93-0.99, except at 23ºC and 0.99 a w. In contrast, A. steynii was able to produce OTA at all temperatures tested from 23 to 32 ºC and a w values, although production at 0.91 was extremely low. However, strong effect of some combinations of temperature and a w on OTA production by A. steynii were observed. Marginal temperatures (23 ºC and 37 ºC) in combination with low a w (0.93) as well as 37 ºC and 0.99 produced a strong negative effect on OTA production. The rest of the conditions (0.95-0.99 at 23-37ºC) seemed to be highly favourable for OTA production in A. steynii. 221 222 3.3. Effect of a w and temperature on OTA risk index 9

223 224 225 226 227 228 229 230 231 232 233 234 The values of OTA risk index (ORI) obtained for each species in all conditions tested are shown in figure 2. The highest ORI were shown by both species at the highest level of a w tested (0.99) and 28 ºC although the index in A. steynii and A. westerdijkiae showed qualitative and quantitative differences. In all conditions tested, A. steynii showed a higher ORI than A. westerdijkiae in green-coffee based medium. Moreover, the presence of A. steynii would suppose a risk of OTA contamination in more conditions of a w and temperature than A. westerdijkiae. It is important to note that A. steynii showed a high ORI even at 37 ºC at some values of a w. On the other hand, the ORI values of this species at a w =0.95 were similar regardless temperature. None of the species would suppose a risk at a w levels below 0.91 at any of the temperatures tested. 235 236 237 238 239 240 241 242 243 244 245 246 247 4. Discussion A. westerdijkiae and A. steynii are currently considered important OTA-producing species in green coffee beans (Leong et al., 2007, Morello et al., 2007 and Noonim et al., 2008). However, due to their recent description, there are no studies available which describe their ability to grow and produce OTA under different environmental conditions in this product. In this work, we tested several temperatures and a w levels and the marginal and optimal conditions to grow and produce OTA were determined in both species. The comparison of the results of growth rate and OTA production revealed that fungal growth cannot be considered a good indicator of OTA production by any of the two species in green coffee. Indeed, although growth rate patterns were similar in both species, with some slight differences, their patterns of OTA production showed marked 10

248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 differences, both qualitative and quantitative, in relation with environmental factors. These results agree with those obtained by other authors using this matrix and in other products which indicated that OTA production by Aspergillus section Circumdati species do not occur in all the conditions at which the fungus is able to grow (Mühlencoert et al., 2004 and Pardo et al., 2006). In that context, the OTA risk index (ORI) described in this work integrating both growth and OTA production might improve the prediction of OTA contamination in coffee at different environmental conditions. The presence of OTA in this product is bound to increase together with a rise of a w and at warm temperatures (28-32ºC); therefore, good practices which control the levels of these parameters might be essential to prevent OTA contamination during different steps of coffee production maintaining low humidity and temperature levels. The application of appropriate measures during harvesting and storage are necessary to prevent OTA contamination of processed coffee (Bucheli and Taniwaki, 2002) as well as controlled environmental levels during transportation (Palacios-Cabrera et al., 2007). Regarding this problem, the ORI is a parameter very simple to calculate and could be of importance to evaluate the effectiveness of prevention methods applied. The identification of the fungus that is responsible for OTA production in green coffee beans is critical to take preventive measures to reduce contamination in the final product. The risk of OTA contamination posed by the presence of A. steynii in green coffee is exceedingly important since, as it was mentioned above, it is able to growth and to produce OTA at a wide range of environmental conditions, considered quite extreme for many fungal species, such as high temperatures and low a w levels (37 ºC and 0.95). The risk would increase at high a w levels and intermediate temperatures and the maximum ORI value was found at 28 ºC and a w =0.99. On the other hand, the risk of OTA contamination when A. westerdijkiae is present in green coffee is much lower in 11

273 274 275 276 277 278 279 280 281 282 283 284 285 286 all the environmental conditions tested. This suggests that the identification of the fungus at species level is extremely relevant to predict OTA risk and to devise control strategies. Fortunately, there are fast, sensible and easy to perform analyses based on PCR which are able to discriminate between these two species and other Aspergillus species (Gil-Serna et al., 2009). The results obtained in this work might also help to understand the response of these species towards climate change effects. The Intergovernmental Panel on Climate Change (IPCC) predicts a rise in the mean global temperature in tropical areas up to 5.8 C by the end of the century as well as a very likely increase in rainfall (IPCC, 2007). Therefore, in those regions where traditionally coffee has been cultured average temperature would be expected to rise up to around 28 ºC. This fact, in combination with the high environmental humidity of these regions, might contribute to an increasing potential OTA contamination in coffee contaminated by A. westerdijkiae and, particularly, A. steynii. 287 288 289 290 291 292 293 5. Conclusions A. steynii and A. westerdijkiae are able to grow and produce OTA in green coffee-based medium. A. steynii is able to produce OTA in a wide set of environmental conditions and would pose a higher risk of OTA contamination in this product. The application of good practices during storage to maintain low levels of temperature and humidity might be essential to prevent OTA contamination of green coffee beans. 294 295 296 297 12

298 299 300 301 Acknowledgements This work was supported by the Spanish Ministry of Science and Innovation (AGL 2010-22182-C04-01/ALI) and by the UCM-BSCH (GR58/08). Jéssica Gil-Serna is supported by a research grant for young scientist awarded by the Institute DANONE. 302 303 304 References 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 Batista, L. R., Chalfoun, S. M., Prado, G., Schwan, R. F., & Wheals, A. E. (2003). Toxigenic fungi associated with processed (green) coffee beans (Coffea arabica L.). International Journal of Food Microbiology, 85, 293-300. Bragulat, M. R., Abarca, M. L., & Cabañes, F. J. (2001). An easy screening method for fungi producing ochratoxin A in pure culture. International Journal of Food Microbiology, 71, 139-144. Bucheli, P., & Taniwaki, M. H. (2002). Research on the origin and on the impact of post-harvest handling and manufacturing on the presence of ochratoxin A in coffee. Food Additives and Contaminants, 19, 655-665. Cramer, B., Königs, M., & Humpf, H. U. (2008). Identification and in vitro cytotoxicity of ochratoxin A degradation products formed during coffee roasting. Journal of Agricultural and Food Chemistry, 56, 5673-5681. Dallyn, H., & Fox, A. (1980). Spoilage of material of reduced water activity by xerophilic fungi. In G. H. Gould, & J. E. L. Corry (Eds.), Microbial Growth and Survival in Extremes of Environment (pp. 129-139). London: Academic Press. 13

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Figure 1. Effect of temperature and a w on growth rate of A. steynii (A) and A. westerdijkiae (B). The data are represented as the average of the four values obtained for each species (two strains with two replicates each) and the corresponding standard error, indicated by the thin vertical line are the standard error. Different small letters indicate significant differences among a w treatments, whereas different numbers in the side legend indicate significant differences among the temperature treatments tested

Figure 2. Effect of temperature and a w on OTA risk index (ORI) of A. steynii (A) and A. westerdijkiae (B). The data for both species are represented as the average of four values corresponding to the two strains and two replicates per strain, and the standard errors, indicated as vertical thin lines

A. steynii Temperature 23 ºC (2) 28 ºC (2) 32 ºC (2) 37 ºC (1) 0.91 (a) 0.89±0.33 0.00±0.00 0.00±0.00 0.00±0.00 Water activity 0.93 (b) 0.92±0.48 7.85±2.65 23.20±6.04 0.00±0.00 0.95 (c) 56.15±21.30 56.73±8.83 15.90±2.15 515.28±208.36 0.97 (d) 776.97±291.62 227.92±71.13 315.77±126.08 311.62±170.05 0.99 (d) 1374.27±714.83 2095.31±808.30 1223.68±239.48 0.00±0.00 A. westerdijkiae Temperature 23 ºC (2) 28 ºC (3) 32 ºC (2,3) 37 ºC (1) 0.91 (a) 0.00±0.00 0.89±0.39 0.00±0.00 0.00±0.00 Water activity 0.93 (a) 0.00±0.00 6.08±3.51 0.31±0.31 0.00±0.00 0.95 (a) 0.00±0.00 3.70±2.80 2.93±2.93 0.00±0.00 0.97 (a) 0.00±0.00 8.56±3.78 4.51±4.51 0.00±0.00 0.99 (b) 9.78±1.65 15.56±3.71 66.21±49.19 0.00±0.00 1, 2, 3 Differences among temperature levels. The same number corresponds to no statistically significant differences among groups. a, b, c, d Differences among water activity levels. The same letter corresponds to no statistically significant differences among groups. Table 1. Effect of temperature and a w on OTA production (ng/g agar) by A. steynii (above) and A. westerdijkiae (below). The data indicate the average of the four values obtained for each species (two strains and two replicates each) ± standard error.